Securities Exchange Act of 1934

Section 1 -- Short Title

Section 2 -- Necessity for Regulation

Section 3 -- Definitions and Application

Section 3A -- Swap Agreements

Section 4 -- Securities and Exchange Commission

Section 4A -- Delegation of Functions by Commission

Section 4B -- Transfer of Functions with Respect to Assignment of Personnel to Chairman

Section 4C -- Appearance and Practice Before the Commission

Section 5 -- Transactions on Unregistered Exchanges

Section 6 -- National Securities Exchanges

Section 7 -- Margin Requirements

Section 8 -- Restrictions on Borrowing and Lending by Members, Brokers, and Dealers

Section 9 -- Manipulation of Security Prices

Section 10 -- Manipulative and Deceptive Devices

Section l0A -- Audit Requirements

Section 11 -- Trading by Members of Exchanges, Brokers, and Dealers

Section 11A -- National Market System for Securities; Securities Information Processors

Section 12 -- Registration Requirements for Securities

Section 13 -- Periodical and Other Reports

Section 14 -- Proxies

Section 15 -- Registration and Regulation of Brokers and Dealers

Section 15A -- Registered Securities Associations

Section 15B -- Municipal Securities

Section 15C -- Government Securities Brokers and Dealers

Section 15D -- Securities Analysts and Research Reports

Section 15E -- Registration of Nationally Recognized Statistical Rating Organizations

Section 16 -- Directors, Officers, and Principal Stockholders

Section 17 -- Records and Reports

Section 17A -- National System for Clearance and Settlement of Securities Transactions

Section 17B -- Automated Quotation Systems for Penny Stocks

Section 18 -- Liability for Misleading Statements

Section 19 -- Registration, Responsibilities, and Oversight of Self-Regulatory Organizations

Section 20 -- Liability of Controlling Persons and Persons Who Aid and Abet Violations

Section 20A -- Liability to Contemporaneous Traders for Insider Trading

Section 21 -- Investigations and Actions

Section 21A -- Civil Penalties for Insider Trading

Section 21B -- Civil Remedies In Administrative Proceedings

Section 21C -- Cease-and-Desist Proceedings

Section 21D -- Private Securities Litigation

Section 21E -- Application of Safe Harbor for Forward-Looking Statements

Section 22 -- Hearings by Commission

Section 23 -- Rules, Regulations, and Orders; Annual Reports

Section 24 -- Public Availability of Information

Section 25 -- Court Review of Orders and Rules

Section 26 -- Unlawful Representations

Section 27 -- Jurisdiction of Offenses and Suits

Section 27A -- Special Provision Relating to Statute of Limitations on Private Causes of Action

Section 28 -- Effect on Existing Law

Section 29 -- Validity of Contracts

source: http://www.law.uc.edu

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